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Biography | Roberta A. Carter, Principal

Roberta A. Carter

513-792-4067

513-792-4068

[email protected]

Roberta is a Registered Representative, Investment Advisor Representative through LPL Financial and Registered Financial
Consultant and Certified Estate Planner. She holds Series 7 and 63 registrations through LPL Financial. She received a certificate for Excellence in Financial Education from the Successful Money Management Seminars she instructed at Xavier University, and was appointed chairperson of the First Community Reinvestment Act in Cincinnati. She was educated at the University of Cincinnati, Xavier University and the New York Institute of Finance. 

Roberta is a member of the Financial Planning Association, Women in Insurance and Investments Planning Association, and National Speakers Bureau.

She progressively educates her clients on the principles of investing. This process cultivates a long-term relationship and retirement plan.

A dedicated Financial Educator for over several decades, Roberta completed an extensive career at the Merrill Lynch Capital Markets (Institutional Division). She was appointed by the Board of Governors of National Association of Securities Dealers to local FINRA quotations committee to monitor local company stock and report it to newspapers.

Roberta has been in business for herself for over 20 years. She currently serves on the board of the Hamilton County Hospital Commission.